Sample Engagement Letters

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This section provides you with sample engagement letters to be used for various types of financial planning engagements.

Illustrations of Engagement Letter Explanations of Historical and Prospective Financial Information

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This chart contains illustrative engagement letter descriptions of certain historical and prospective financial information. Learn More>>

Illustrative Engagement Letter

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Here is a sample PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started. Learn More>>

Illustrative Engagement Letter, Short-Form

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Here is a short-form version sample PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started. Learn More>>

Illustrative Engagement Letter for Corporate Executives

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Here is a third sample PFP engagement letter you can use with corporate executives. Although you should consult legal counsel before drafting any client agreements, this sample will get you started. Learn More>>

Illustrative Engagement Letter, Long Form

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Here is a detailed PFP engagement letter you can use with your clients. Although you should consult legal counsel before drafting any client agreements, this sample will get you started. Learn More>>

Illustrative Letter for a Limited Service Engagement

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Here is a sample PFP engagement letter you can use when providing only a limited service engagement. Although you should consult legal counsel before drafting any client agreements, this sample will get you started. Learn More>>

Illustrative Engagement Letter for an Investment Advisory Agreement

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The following agreement is for investment advisers who manage money on a discretionary basis. However, the agreement can readily be tailored to other forms of advisory relationships whereby the adviser plays some role in managing the investments and portfolio of his or her client. Learn More>>

Illustrative Transmittal Letter

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Once you have completed your financial plan, it is important to clearly communicate your recommendations to the client to avoid confusion or mistakes. Use this illustrative transmittal letter to help you get organized. Learn More>>