Engagement Planning Tools & Checklists

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This section provides you with the necessary engagement planning tools and checklists required to enable you to perform your engagements by presenting your work in the most understandable format as well as with the highest level of professionalism.

PFP Engagement Workbook

PFP Section Member

The PFP Work Program was designed to guide CPAs and their staff in performing personal financial planning engagements. Learn More>>

PFP Questionnaire

PFP Section Member

Data gathering is an important step in the financial planning process. Here is a Questionnaire to get you started. Learn More>>

Checklist for Evaluating Prospective PFP Clients

PFP Section Member

Finding new clients is critical to growing a PFP practice. However, finding the right clients is even more important to your success. This tool will help you to evaluate your existing clients for PFP services. Learn More>>

Checklist: Tax Return Review for PFP Needs

PFP Section Member

A tax client decides it's time to approach you for assistance with their finances or you believe they could benefit from your services. Use this checklist to identify planning opportunities based on your client's latest tax return. Learn More>>

PFP Client Service Questionnaire

PFP Section Member

Following up with your clients after you deliver the financial plan is important for improving the quality of your services. The following questionnaire is a good way for you to get started. Learn More>>

Document Request Form

PFP Section Member

In planning for a PFP engagement, you should request certain documents from your client to form the basis for your recommendations. This checklist helps you quickly identify for your client the documents you will need to complete the plan. Learn More>>